-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKM4K18FiG38DUkzMGdKkelS4zXbL6Y6HHfF8GAvPwyXRtCPAp0bSsvAqZDb9c+H YA5I5pQ1Eab4Hk4ITZYRUQ== 0001085146-09-000734.txt : 20090204 0001085146-09-000734.hdr.sgml : 20090204 20090203204914 ACCESSION NUMBER: 0001085146-09-000734 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090204 DATE AS OF CHANGE: 20090203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GTC BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0000904973 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043186494 STATE OF INCORPORATION: MA FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46637 FILM NUMBER: 09566639 BUSINESS ADDRESS: STREET 1: 175 CROSSING BLVD CITY: FRAMINGHAM STATE: MA ZIP: 01701 BUSINESS PHONE: 508620-970 MAIL ADDRESS: STREET 1: 175 CROSSING BLVD CITY: FRAMINGHAM STATE: MA ZIP: 01701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management, LLC CENTRAL INDEX KEY: 0001418539 IRS NUMBER: 205656392 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: (520) 624-4554 MAIL ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 SC 13G/A 1 gtcba1.htm SONORA INVESTMENT MANAGEMENT
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1 )

GTC Biotherapeutics, Inc.

(Name of Issuer)

Common

(Title of Class of Securities)

36238T-10-4

(CUSIP Number)

December 31, 2008

(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]Rule 13d-1(b)
[]Rule 13d-1(c)
[]Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
CUSIP No. 36238T-10-4

Person 1
 1. (a) Names of Reporting Persons.
Sonora Investment Management, LLC
  (b) Tax ID
20-5656392

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a)  []
  (b)  []

 3. SEC Use Only . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

 4. Citizenship or Place of Organization   Arizona

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power  5,409,111

6.  Shared Voting Power 0

7. Sole Dispositive Power 5,409,111

8. Shared Dispositive Power 0


9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,409,111


10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


11. Percent of Class Represented by Amount in Row (9)  5.29 %


12. Type of Reporting Person (See Instructions)

IA

Item 1.
  (a) Name of Issuer
GTC Biotherapeutics, Inc.
  (b) Address of Issuer's Principal Executive Offices
   175 Crossing Blvd Framingham, MA 01702
Item 2.
 (a) Name of Person Filing
Sonora Investment Management, LLC
 (b) Address of Principal Business Office or, if none, Residence
2343 E Broadway Blvd, Ste 116 Tucson, AZ 85719
  (c) Citizenship
Arizona
  (d) Title of Class of Securities
Common
  (e)CUSIP Number
36238T-10-4
 
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c)
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).
(e) [X ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J).
 
Item 4.Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 (a) Amount beneficially owned:  5,409,111
 (b) Percent of class:  5.29%
 (c)Number of shares as to which the person has:
  (i) Sole power to vote or to direct the vote 5,409,111
 (ii) Shared power to vote or to direct the vote  0
   (iii) Sole power to dispose or to direct the disposition of 5,409,111
  (iv) Shared power to dispose or to direct the disposition of 0
 
Item 5.Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.[ ].
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
N/A
Item 8.Identification and Classification of Members of the Group
N/A
Item 9.Notice of Dissolution of Group
N/A
Item 10.Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 03, 2009
Date
Douglas R Rogers
Signature
Douglas R Rogers
Member
Name/Title

 

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations
(See 18 U.S.C. 1001)
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